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Detailed Report
RICHARD STEPHEN CHAMBERS
RICHARD CHAMBERS
CRD#: 5664398
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 501 ELDEN ST
HERNDON, VA 20170
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2014 (4 years)2 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 1/10/2017
B
Nevada 6/1/2023
B
California 6/9/2020
B
New Hampshire 8/4/2020
B
Colorado 5/28/2015
B
New Jersey 11/13/2017
B
Delaware 8/25/2021
B
New York 6/9/2020
B
District of Columbia 6/9/2020
B
North Carolina 6/15/2016
B
Florida 11/7/2017
B
Oregon 5/6/2014
B
Georgia 2/21/2017
B
Pennsylvania 6/9/2020
B
Hawaii 6/1/2023
B
South Carolina 6/9/2020
B
Indiana 9/23/2024
B
Tennessee 6/9/2020
B
Maine 5/12/2023
B
Virginia 5/6/2014
B
Maryland 5/6/2014
IA
Virginia 5/6/2014
B
Michigan 2/10/2023
B
West Virginia 4/17/2015

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
501 ELDEN ST, HERNDON, VA 20170
701 E MARKET ST STE A, LEESBURG, VA 20176
Registered with this firm since 5/6/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
501 ELDEN ST, HERNDON, VA 20170
701 E MARKET ST STE A, LEESBURG, VA 20176
Registered with this firm since 5/6/2014
Previous Registration(s)
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IA
 07/08/2009 - 05/09/2014 EDWARD JONES (CRD#:250) ASHBURN, VA
B
 06/23/2009 - 05/09/2014 EDWARD JONES (CRD#:250) ASHBURN, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.