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NATHAN FOSTER
NATHAN JOHN CHARLES FOSTER
CRD#: 5664244
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 ONE N JEFFERSON AVE
ST. LOUIS, MO 63103
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2012 (3 years)2 FIRMS2017 - Present (7 years)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2012 - 2017 (4 years)IASAGEPOINT FINANCIAL, INC. (CRD# 133763)2013 - 2017 (4 years)
Disclosure(s)
View By:
3/14/2023
Judgment / Lien
License(s)

State Registrations

IA
Missouri 10/27/2017

B
Missouri 11/1/2017

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
Registered with this firm since 10/27/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
Registered with this firm since 11/1/2017

Previous Registration(s)
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IA
01/10/2013 - 05/31/2017 SAGEPOINT FINANCIAL, INC. (CRD#:133763) CHESTERFIELD, MO
B
11/19/2012 - 05/31/2017 SAGEPOINT FINANCIAL, INC. (CRD#:133763) CHESTERFIELD, MO
IA
07/06/2009 - 10/18/2012 EDWARD JONES (CRD#:250) KIRKWOOD, MO
B
06/24/2009 - 10/18/2012 EDWARD JONES (CRD#:250) KIRKWOOD, MO
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.