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BRADLEY DAVID DARTEZ
Bradley Dartez
CRD#: 5664104
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 142 BAKER AVE
WHITEFISH, MT 59937
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - 2017 (3 years)2 FIRMS2017 - Present (8 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - 2017 (<1 year)
Disclosure(s)
View By:
4/22/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/9/2023

B
Nevada 3/11/2022

B
California 1/30/2018

B
North Carolina 4/10/2017

B
Colorado 12/1/2023

B
North Dakota 8/7/2023

B
Florida 1/9/2017

B
Oklahoma 2/14/2025

B
Idaho 10/10/2024

B
Oregon 1/9/2017

B
Illinois 12/15/2021

B
Tennessee 1/9/2017

B
Massachusetts 1/30/2020

B
Texas 1/19/2017

B
Montana 4/9/2021

IA
Texas 1/19/2017

IA
Montana 2/10/2022

B
Virginia 10/11/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
142 BAKER AVE, WHITEFISH, MT 59937
Registered with this firm since 1/19/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
142 BAKER AVE, WHITEFISH, MT 59937
Registered with this firm since 1/9/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/18/2013 - 01/18/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AUSTIN, TX
B
09/18/2013 - 01/18/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AUSTIN, TX
IA
01/09/2017 - 01/10/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) Kalispell, MT
IA
07/06/2009 - 09/19/2013 EDWARD JONES (CRD#:250) AUSTIN, TX
B
06/23/2009 - 09/19/2013 EDWARD JONES (CRD#:250) AUSTIN, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.