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ROBERT WILLIAM SHAW
CRD#: 5664100
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 9951 CROSSPOINT BLVD - STE 100
INDIANAPOLIS, IN 46256
LINCOLN INVESTMENTCRD#: 519 1980 East 116th Street
SUITE 200
Carmel, IN 46032
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2012 (1 year)3 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
California 5/27/2020

B
New Jersey 11/8/2024

B
Florida 4/17/2019

B
New Mexico 1/5/2015

B
Illinois 1/5/2015

B
Ohio 11/8/2024

B
Indiana 6/1/2012

B
Virginia 8/30/2017

IA
Indiana 6/1/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
9951 CROSSPOINT BLVD - STE 100, INDIANAPOLIS, IN 46256
Registered with this firm since 6/4/2012

IA
LINCOLN INVESTMENT (CRD#:519)
1980 East 116th Street SUITE 200, Carmel, IN 46032
Registered with this firm since 6/1/2012

B
LINCOLN INVESTMENT (CRD#:519)
1980 East 116th Street SUITE 200, Carmel, IN 46032
Registered with this firm since 6/1/2012

Previous Registration(s)
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IA
09/07/2010 - 06/01/2012 CAPITAL ANALYSTS INCORPORATED (CRD#:5478) INDIANAPOLIS, IN
B
09/07/2010 - 06/01/2012 CAPITAL ANALYSTS, INCORPORATED (CRD#:5478) INDIANAPOLIS, IN
IA
11/06/2009 - 11/24/2010 LANGDON SHAW ASSOCIATES, INC. (CRD#:121850) INDIANAPOLIS, IN
B
06/11/2009 - 11/23/2010 LANGDON SHAW SECURITIES, INC. (CRD#:16569) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.