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Detailed Report
ANDREW EDWARD ZIMMERMAN
ANDREW E ZIMMERMAN
CRD#: 5661607
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 437 MADISON AVENUE
29TH FLOOR
NEW YORK, NY 10022
Registration History
2010201220142016201820202022202420262 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
California 8/7/2014
B
New York 7/2/2009
IA
California 8/7/2014
IA
New York 4/16/2021
B
Colorado 11/20/2020
B
North Carolina 2/2/2021
IA
Colorado 11/20/2020
IA
North Carolina 2/2/2021
B
Connecticut 1/19/2017
B
Oregon 1/19/2023
IA
Connecticut 1/19/2017
IA
Oregon 1/26/2023
B
Florida 4/28/2016
B
Pennsylvania 6/5/2018
IA
Florida 5/2/2016
IA
Pennsylvania 6/5/2018
B
Georgia 7/19/2019
B
Rhode Island 2/19/2021
IA
Georgia 7/22/2019
IA
Rhode Island 2/19/2021
B
New Jersey 6/12/2009
B
Texas 3/6/2018
IA
New Jersey 7/8/2009
IA
Texas 3/6/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
437 MADISON AVENUE 29TH FLOOR, NEW YORK, NY 10022
Wesport, CT
Registered with this firm since 7/8/2009
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
437 MADISON AVENUE 29TH FLOOR, NEW YORK, NY 10022
Wesport, CT
Registered with this firm since 6/12/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.