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DAVID LAWRENCE MACK
DAVID MACK
CRD#: 5660444
IA
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VALMARK ADVISERS, INC.CRD#: 108050 1080 Pittsford Victor Road
Pittsford, NY 14534
Pittsford, NY 14534
VALMARK SECURITIES, INC.CRD#: 31243 1080 Pittsford Victor Road
Pittsford, NY 14534
Pittsford, NY 14534
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Disclosures
15
Years of Experience
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State Registrations
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New York 8/17/2020
IA
New York 6/19/2023
SRO Registrations
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IA
Registered with this firm since 6/19/2023
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Registered with this firm since 8/17/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/29/2019 - 08/04/2020 | ROCHESTER, NY | |
B | 10/01/2012 - 07/24/2019 | CANANDAIGUA, NY | |
B | 11/24/2009 - 10/01/2012 | CANANDAIGUA, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.