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Faron M. McClain
FARON M CLARK, FARON M HUGHES, Faron M. Hughes
CRD#: 5660091
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J.P. MORGAN SECURITIES LLCCRD#: 79 620 COUNTRYSIDE DRIVE
COLUMBIA CITY, IN 46725
COLUMBIA CITY, IN 46725
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Disclosures
15
Years of Experience
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State Registrations
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Arizona 11/7/2018
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Michigan 11/23/2021
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California 2/28/2017
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New York 7/31/2018
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Colorado 8/9/2016
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Ohio 10/1/2012
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District of Columbia 3/16/2016
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Tennessee 2/23/2015
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Florida 3/29/2017
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Texas 5/2/2016
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Illinois 9/1/2023
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Texas 5/2/2016
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Indiana 10/1/2012
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Washington 7/10/2017
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Indiana 10/5/2015
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Wisconsin 10/13/2020
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Louisiana 10/16/2015
SRO Registrations
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Registered with this firm since 10/5/2015
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/31/2010 - 10/01/2012 | FORT WAYNE, IN | |
B | 05/05/2009 - 03/22/2010 | DEFIANCE, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.