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TERESA PATRICK
MARIA TERESA GARCIA
CRD#: 5659559
IA
B
STRATEGIC ADVISERS LLCCRD#: 104555 REDONDO BEACH, CA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1200 WILSHIRE BLVD
SANTA MONICA, CA 90403-5407
SANTA MONICA, CA 90403-5407
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Arizona 1/7/2022
B
New Jersey 10/14/2021
B
California 10/30/2020
B
New Mexico 12/16/2021
IA
California 3/31/2025
B
New York 12/1/2020
B
Colorado 3/1/2024
B
North Carolina 5/6/2022
B
Connecticut 3/1/2023
B
Ohio 1/21/2025
B
Delaware 3/1/2024
B
Oregon 8/7/2024
B
District of Columbia 9/9/2022
B
Pennsylvania 4/30/2021
B
Florida 10/30/2020
B
South Carolina 3/25/2023
B
Georgia 1/7/2022
B
Tennessee 7/21/2023
B
Hawaii 7/8/2022
B
Texas 1/5/2022
B
Idaho 1/15/2025
IA
Texas 3/31/2025
B
Illinois 1/15/2025
B
Utah 5/28/2021
B
Maryland 1/30/2023
B
Virginia 7/21/2023
B
Massachusetts 1/7/2022
B
Washington 1/7/2022
B
Michigan 3/25/2023
B
Wisconsin 4/25/2024
B
Nevada 10/8/2021
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/31/2025
B
Registered with this firm since 10/30/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/09/2020 - 03/31/2025 | SANTA MONICA, CA | |
IA | 09/18/2020 - 10/30/2020 | LOS ANGELES, CA | |
B | 09/18/2020 - 10/30/2020 | LOS ANGELES, CA | |
IA | 06/24/2019 - 10/05/2020 | HERMOSA BEACH, CA | |
B | 06/24/2019 - 10/05/2020 | HERMOSA BEACH, CA | |
IA | 04/23/2018 - 03/25/2019 | Hawthorne, CA | |
B | 04/23/2018 - 03/25/2019 | Hawthorne, CA | |
IA | 12/14/2015 - 04/25/2018 | Los Angeles, CA | |
B | 01/20/2010 - 04/25/2018 | LOS ANGELES, CA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.