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Detailed Report
Sean Young
SEAN FRANCIS E YOUNG, SEAN FRANCIS EMMETT YOUNG, Sean F Young
CRD#: 5657629
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 4401 E. CAMELBACK ROAD
PHOENIX, AZ 85018
Registration History
2010201220142016201820202022202420262 FIRMS2018 - Present (7 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2016 - 2017 (1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2010 - 2015 (5 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2017 - 2017 (<1 year)
License(s)

State Registrations

B
Arizona 1/17/2018
B
New Hampshire 8/9/2022
IA
Arizona 1/17/2018
B
New Mexico 1/15/2025
B
California 4/30/2018
B
New York 11/19/2018
B
Colorado 3/30/2018
B
North Carolina 8/9/2022
B
Connecticut 11/13/2024
B
Ohio 4/15/2020
B
Florida 6/26/2018
B
Oregon 12/12/2018
B
Georgia 7/20/2021
B
South Dakota 3/21/2024
B
Hawaii 11/6/2019
B
Tennessee 3/22/2019
B
Illinois 4/11/2018
B
Texas 5/1/2020
B
Kentucky 8/14/2024
IA
Texas 5/12/2020
B
Massachusetts 1/5/2024
B
Utah 5/11/2021
B
Michigan 3/4/2021
B
Washington 1/4/2021
B
Missouri 6/26/2018
B
Wyoming 12/10/2024
B
Nevada 11/13/2018

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
4401 E. CAMELBACK ROAD, PHOENIX, AZ 85018
Registered with this firm since 1/17/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
4401 E. CAMELBACK ROAD, PHOENIX, AZ 85018
Registered with this firm since 1/10/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/24/2017 - 12/31/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) PHOENIX, AZ
B
 06/20/2016 - 12/31/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) PHOENIX, AZ
B
 07/14/2010 - 12/14/2015 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.