Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JOSEPH LAURO
JOE LAURO
CRD#: 5656757
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 7455 CHANCELLOR DRIVE
ORLANDO, FL 32809
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 7455 CHANCELLOR DR
ORLANDO, FL 32809
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2021 (7 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 12/2/2021
B
Montana 12/2/2021
B
Alaska 12/2/2021
B
Nebraska 12/2/2021
B
Arizona 12/2/2021
B
Nevada 12/2/2021
B
Arkansas 12/2/2021
B
New Hampshire 12/2/2021
B
California 12/2/2021
B
New Jersey 12/2/2021
B
Colorado 12/2/2021
B
New Mexico 12/2/2021
B
Connecticut 12/2/2021
B
New York 12/2/2021
B
Delaware 12/2/2021
B
North Carolina 12/2/2021
B
District of Columbia 12/2/2021
B
North Dakota 12/2/2021
B
Florida 12/2/2021
B
Ohio 12/6/2021
IA
Florida 12/15/2021
B
Oklahoma 12/2/2021
B
Georgia 12/2/2021
B
Oregon 12/2/2021
B
Hawaii 12/2/2021
B
Pennsylvania 12/2/2021
B
Idaho 12/2/2021
B
Rhode Island 12/2/2021
B
Illinois 12/2/2021
B
South Carolina 12/2/2021
B
Indiana 12/2/2021
B
South Dakota 12/2/2021
B
Iowa 12/2/2021
B
Tennessee 12/2/2021
B
Kansas 12/2/2021
B
Texas 12/2/2021
B
Kentucky 12/2/2021
B
Utah 12/2/2021
B
Louisiana 12/2/2021
B
Vermont 12/2/2021
B
Maine 12/2/2021
B
Virgin Islands 12/2/2021
B
Maryland 12/2/2021
B
Virginia 12/2/2021
B
Massachusetts 12/2/2021
B
Washington 12/2/2021
B
Michigan 12/2/2021
B
West Virginia 12/2/2021
B
Minnesota 12/2/2021
B
Wisconsin 12/2/2021
B
Mississippi 12/2/2021
B
Wyoming 12/2/2021
B
Missouri 12/2/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
7455 CHANCELLOR DRIVE, ORLANDO, FL 32809
Registered with this firm since 12/15/2021
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
7455 CHANCELLOR DR, ORLANDO, FL 32809
WINDERMERE, FL
Registered with this firm since 12/2/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/28/2014 - 11/24/2021 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) TALLAHASSEE, FL
B
 02/18/2014 - 11/24/2021 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) TALLAHASSEE, FL
IA
 11/08/2013 - 02/13/2014 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) WINTER PARK, FL
B
 11/07/2013 - 02/13/2014 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) WINTER PARK, FL
IA
 10/30/2012 - 09/06/2013 AXA ADVISORS, LLC (CRD#:6627) ORLANDO, FL
B
 10/12/2012 - 09/06/2013 AXA ADVISORS, LLC (CRD#:6627) ORLANDO, FL
IA
 08/31/2012 - 09/26/2012 LEGEND ADVISORY CORP (CRD#:104761) BOYNTON BEACH, FL
B
 08/13/2012 - 09/26/2012 LEGEND EQUITIES CORPORATION (CRD#:30999) PALM BEACH GARDENS, FL
IA
 08/06/2009 - 08/14/2012 AXA ADVISORS, LLC (CRD#:6627) ORLANDO, FL
B
 06/03/2009 - 08/14/2012 AXA ADVISORS, LLC (CRD#:6627) ORLANDO, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.