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CODY LAWRENCE LONG
CRD#: 5656482
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 4410 WESTHEIMER RD STE B-100
HOUSTON, TX 77027-4812
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 4410 WESTHEIMER RD STE B-100
HOUSTON, TX 77027-4812
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2012 (2 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - Present (12 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2012 - 2018 (5 years)
License(s)

State Registrations

B
Alabama 10/30/2023

B
Montana 10/30/2023

B
Alaska 10/30/2023

B
Nebraska 10/30/2023

B
Arizona 10/30/2023

B
Nevada 10/30/2023

B
Arkansas 9/13/2023

B
New Hampshire 10/30/2023

B
California 10/28/2019

B
New Jersey 10/30/2023

B
Colorado 8/27/2021

B
New Mexico 8/8/2022

B
Connecticut 10/30/2023

B
New York 10/30/2023

B
Delaware 10/30/2023

B
North Carolina 10/30/2023

B
District of Columbia 3/21/2022

B
North Dakota 10/30/2023

B
Florida 4/24/2020

B
Ohio 10/31/2023

B
Georgia 10/30/2023

B
Oklahoma 10/30/2023

B
Hawaii 10/30/2023

B
Oregon 10/30/2023

B
Idaho 10/30/2023

B
Pennsylvania 10/30/2023

B
Illinois 10/30/2023

B
Rhode Island 10/30/2023

B
Indiana 10/30/2023

B
South Carolina 10/30/2023

B
Iowa 10/30/2023

B
South Dakota 10/30/2023

B
Kansas 10/30/2023

B
Tennessee 10/30/2023

B
Kentucky 10/30/2023

B
Texas 10/12/2012

B
Louisiana 11/24/2020

IA
Texas 7/13/2018

B
Maine 10/30/2023

B
Utah 10/30/2023

B
Maryland 10/30/2023

B
Vermont 10/30/2023

B
Massachusetts 10/30/2023

B
Virginia 3/4/2022

B
Michigan 10/31/2022

B
Washington 10/8/2021

B
Minnesota 10/30/2023

B
West Virginia 10/30/2023

B
Mississippi 10/30/2023

B
Wisconsin 10/30/2023

B
Missouri 10/30/2023

B
Wyoming 10/30/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
4410 WESTHEIMER RD STE B-100, HOUSTON, TX 77027-4812
FRIENDSWOOD, TX
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
4410 WESTHEIMER RD STE B-100, HOUSTON, TX 77027-4812
FRIENDSWOOD, TX
Registered with this firm since 10/12/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/16/2012 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) HOUSTON, TX
IA
07/09/2009 - 01/20/2012 AXA ADVISORS, LLC (CRD#:6627) HOUSTON, TX
B
06/17/2009 - 01/20/2012 AXA ADVISORS, LLC (CRD#:6627) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.