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MEGAN L AREVALO
MEGAN L DOUGHERTY
CRD#: 5656258
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5151 SAN FELIPE ST
STE 2100
HOUSTON, TX 77056-3727
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

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Texas 5/24/2011

IA
Texas 5/24/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5151 SAN FELIPE ST STE 2100, HOUSTON, TX 77056-3727
Richmond, TX
Registered with this firm since 5/24/2011

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5151 SAN FELIPE ST STE 2100, HOUSTON, TX 77056-3727
Richmond, TX
Registered with this firm since 5/24/2011

Previous Registration(s)
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IA
07/29/2009 - 05/24/2011 AXA ADVISORS, LLC (CRD#:6627) HOUSTON, TX
B
07/16/2009 - 05/24/2011 AXA ADVISORS, LLC (CRD#:6627) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.