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GREGG ANTHONY ROH
CRD#: 5655585
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7375 GREENHAVEN DR
SACRAMENTO, CA 95831
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (14 years)
License(s)

State Registrations

B
Arizona 11/9/2021

B
Nevada 4/29/2016

B
California 1/3/2011

B
New Hampshire 9/23/2020

IA
California 1/3/2011

B
Oregon 11/24/2015

B
Florida 3/13/2019

B
Texas 5/31/2019

B
Hawaii 2/27/2023

IA
Texas 5/31/2019

B
Massachusetts 2/26/2019

B
Washington 2/21/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7375 GREENHAVEN DR, SACRAMENTO, CA 95831
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7375 GREENHAVEN DR, SACRAMENTO, CA 95831
Registered with this firm since 1/3/2011

Previous Registration(s)
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IA
06/08/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SACRAMENTO, CA
B
05/20/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SACRAMENTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.