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Detailed Report
ANTHONY CHRISTOPHER VENTURA
ANTHONY C VENTURA, Tony Ventura
CRD#: 5652876
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 9918 CARVER ROAD
CINCINNATI, OH 45242
Registration History
2010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BW&S BROKERAGE SERVICES, INC. (CRD# 8099)2022 - 2022 (<1 year)BTOUCHSTONE SECURITIES, INC. (CRD# 1526)2021 - 2022 (<1 year)BPNC INVESTMENTS (CRD# 129052)2014 - 2018 (4 years)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2013 - 2013 (<1 year)BPFS INVESTMENTS INC. (CRD# 10111)2009 - 2011 (2 years)
Disclosure(s)
View By:
5/4/2021
Regulatory
Final
2/26/2021
Financial
Final
10/29/2020
Financial
Final
8/12/2020
Financial
Final
6/23/2020
Financial
Final
License(s)

State Registrations

B
Ohio 4/1/2024
IA
Ohio 4/17/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
9918 CARVER ROAD, CINCINNATI, OH 45242
Registered with this firm since 4/17/2024
B
PFS INVESTMENTS INC. (CRD#:10111)
9918 CARVER ROAD, CINCINNATI, OH 45242
Registered with this firm since 4/1/2024
Previous Registration(s)
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B
 01/19/2022 - 04/14/2022 W&S BROKERAGE SERVICES, INC. (CRD#:8099) CINCINNATI, OH
B
 09/17/2021 - 01/11/2022 TOUCHSTONE SECURITIES, INC. (CRD#:1526) CINCINNATI, OH
B
 01/28/2014 - 11/01/2018 PNC INVESTMENTS (CRD#:129052) CINCINNATI, OH
B
 02/13/2013 - 07/12/2013 FIFTH THIRD SECURITIES, INC. (CRD#:628) CINCINNATI, OH
B
 12/15/2009 - 12/06/2011 PFS INVESTMENTS INC. (CRD#:10111) MASON, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.