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ALEX J WENTHE
ALEX WENTHE
CRD#: 5652364
IA
B
MORGAN STANLEYCRD#: 149777 2150 Highway 35
Suite 200
Sea Girt, NJ 08750
Suite 200
Sea Girt, NJ 08750
0
Disclosures
15
Years of Experience
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State Registrations
B
Alabama 5/7/2024
B
Montana 8/24/2022
B
Alaska 8/7/2023
B
Nevada 5/7/2024
B
Arizona 5/18/2017
B
New Hampshire 2/14/2024
B
Arkansas 2/13/2024
B
New Jersey 5/18/2017
B
California 8/24/2022
IA
New Jersey 5/22/2017
B
Colorado 5/7/2024
B
New Mexico 8/24/2022
B
Connecticut 8/24/2022
B
New York 5/18/2017
B
Delaware 5/18/2017
B
North Carolina 5/18/2017
B
District of Columbia 5/7/2024
B
Ohio 8/29/2022
B
Florida 5/18/2017
B
Oklahoma 1/4/2024
B
Georgia 1/4/2024
B
Oregon 1/11/2024
B
Hawaii 8/24/2022
B
Pennsylvania 5/18/2017
B
Idaho 5/7/2024
B
Rhode Island 1/30/2023
B
Illinois 5/7/2024
B
South Carolina 5/18/2017
B
Indiana 1/4/2024
B
Texas 8/24/2022
B
Iowa 7/7/2023
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Texas 9/6/2022
B
Louisiana 1/4/2024
B
Utah 5/7/2024
B
Maine 4/5/2023
B
Vermont 8/24/2022
B
Maryland 5/18/2017
B
Virginia 5/18/2017
B
Massachusetts 8/24/2022
B
Washington 5/7/2024
B
Michigan 6/18/2024
B
West Virginia 5/7/2024
B
Minnesota 5/7/2024
B
Wisconsin 5/7/2024
B
Missouri 5/7/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/22/2017
B
Registered with this firm since 5/18/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/28/2009 - 05/19/2017 | SPRING LAKE, NJ | |
B | 05/11/2009 - 05/19/2017 | SPRING LAKE, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.