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JOEL JAMES VANDERWEELE
Joel Van Der Weele
CRD#: 5652148
IA
B
CAPITAL CLIENT GROUP, INC.CRD#: 6247 12711 N. MERIDIAN STREET
CARMEL, IN 46032
CARMEL, IN 46032
0
Disclosures
15
Years of Experience
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State Registrations
B
Connecticut 8/3/2023
B
New Hampshire 8/3/2023
B
Illinois 1/3/2025
B
New Jersey 8/3/2023
B
Indiana 1/4/2013
B
New York 8/3/2023
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Indiana 4/25/2013
B
Ohio 1/6/2025
B
Kentucky 1/3/2025
B
Pennsylvania 8/3/2023
B
Maine 8/3/2023
B
Rhode Island 8/3/2023
B
Massachusetts 8/3/2023
B
West Virginia 1/3/2025
B
Michigan 1/3/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 4/25/2013
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Registered with this firm since 1/4/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 11/06/2012 | CARMEL, IN | |
B | 10/01/2012 - 11/06/2012 | CARMEL, IN | |
IA | 05/24/2011 - 10/01/2012 | INDIANAPOLIS, IN | |
B | 10/01/2009 - 10/01/2012 | INDIANAPOLIS, IN | |
B | 06/15/2009 - 09/23/2009 | INDIANAPOLIS, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.