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Detailed Report
RYAN B PEEL
RYAN BROOKS PEEL
CRD#: 5651724
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 3040 POST OAK BLVD
SUITE 1150
HOUSTON, TX 77056
Registration History
20062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2015 - Present (9 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2013 - Present (11 years)
Disclosure(s)
View By:
11/16/2006
Criminal
Final Disposition
License(s)

State Registrations

B
California 1/26/2018
IA
Massachusetts 2/20/2020
IA
California 1/26/2018
B
Michigan 3/11/2021
B
Colorado 1/3/2019
IA
Michigan 3/11/2021
IA
Colorado 1/3/2019
B
Minnesota 5/29/2018
B
Florida 11/9/2018
IA
Minnesota 5/29/2018
IA
Florida 11/9/2018
B
Missouri 9/2/2016
B
Georgia 10/9/2020
IA
Missouri 9/2/2016
IA
Georgia 10/9/2020
B
New York 4/9/2020
B
Illinois 2/8/2021
IA
New York 4/16/2021
IA
Illinois 2/8/2021
B
North Carolina 1/20/2022
B
Indiana 2/15/2022
IA
North Carolina 1/26/2022
IA
Indiana 2/16/2022
B
Ohio 8/21/2019
IA
Iowa 3/10/2021
IA
Ohio 8/21/2019
B
Iowa 3/16/2021
B
South Carolina 4/26/2021
B
Kansas 3/6/2025
IA
South Carolina 4/26/2021
IA
Kansas 3/6/2025
B
Tennessee 4/19/2023
B
Kentucky 9/4/2019
B
Texas 4/18/2014
IA
Kentucky 9/4/2019
IA
Texas 9/28/2015
B
Louisiana 9/13/2018
B
Utah 7/21/2021
IA
Louisiana 9/13/2018
IA
Utah 7/21/2021
B
Maine 1/7/2019
B
Washington 8/17/2017
IA
Maine 1/7/2019
IA
Washington 8/17/2017
B
Maryland 3/11/2022
B
Wisconsin 8/16/2019
IA
Maryland 3/11/2022
IA
Wisconsin 8/16/2019
B
Massachusetts 2/12/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
3040 POST OAK BLVD SUITE 1150, HOUSTON, TX 77056
Registered with this firm since 9/28/2015
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
3040 POST OAK BLVD SUITE 1150, HOUSTON, TX 77056
Registered with this firm since 5/6/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.