Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
BRIAN PETER EVANS
BRIAN EVANS
CRD#: 5649978
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 8337 W. SUNSET RD.
STE. # 200
LAS VEGAS, NV 89113
Registration History
201020122014201620182020202220242026IAEQUITABLE ADVISORS, LLC (CRD# 6627)2010 - Present (15 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2009 - Present (15 years)IAAXA ADVISORS, LLC (CRD# 6627)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 7/20/2020
B
Nebraska 5/29/2024
B
California 1/17/2014
B
Nevada 8/17/2009
IA
California 7/21/2020
IA
Nevada 9/15/2010
B
Florida 10/12/2020
B
South Carolina 7/16/2019
IA
Florida 3/24/2021
IA
South Carolina 7/19/2019
B
Georgia 3/5/2024
B
South Dakota 3/23/2021
IA
Georgia 3/7/2024
IA
South Dakota 4/8/2021
B
Illinois 10/22/2021
B
Texas 6/4/2018
IA
Illinois 1/31/2022
IA
Texas 9/24/2018
B
Massachusetts 6/14/2021
B
Washington 1/6/2022
B
Minnesota 2/8/2024
IA
Washington 1/10/2022
IA
Minnesota 2/8/2024
B
Wisconsin 9/28/2021
B
Missouri 9/19/2019
IA
Wisconsin 10/5/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
8337 W. SUNSET RD. STE. # 200, LAS VEGAS, NV 89113
Registered with this firm since 1/14/2010
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
8337 W. SUNSET RD. STE. # 200, LAS VEGAS, NV 89113
Registered with this firm since 6/15/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/27/2009 - 12/31/2009 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.