Individual Firm
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SEAN PATRICK O'CONNOR
SEAN PATRICK OCONNOR
CRD#: 5648889
IA
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CORIENTCRD#: 319448 60 Columbia Road Building A
Suite 300
Morristown, NJ 07960
Suite 300
Morristown, NJ 07960
0
Disclosures
13
Years of Experience
View By:
State Registrations
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New Jersey 3/9/2023
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Texas 3/7/2023
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Registered with this firm since 3/7/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/02/2021 - 08/31/2023 | Franklin Lakes, NJ | |
IA | 09/27/2018 - 11/17/2020 | New York, NY | |
IA | 03/30/2015 - 09/20/2018 | FLORHAM PARK, NJ | |
B | 03/30/2015 - 09/20/2018 | FLORHAM PARK, NJ | |
B | 05/15/2013 - 08/20/2013 | NEW YORK, NY | |
B | 09/08/2011 - 05/01/2013 | NEW YORK, NY | |
B | 06/05/2009 - 05/31/2011 | JERSEY CITY, NJ |
FLORHAM PARK, NJ
03/30/2015 - 09/20/2018
FLORHAM PARK, NJ
03/30/2015 - 09/20/2018
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.