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JENNIFER RIEK
JENNIFER ELIZABETH RICCIUTI, JENNIFER ELIZABETH RIEK MS., JENNIFER ELIZABETH RIEK, JENNIFER RIEK RICCIUTI, JENNIFER ELIZABETH RIEK-RICCIUTI
CRD#: 5648509
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 NORTHPORT, NY
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 EAST NORTHPORT, NY
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Alabama 5/26/2020
B
Nevada 5/26/2020
B
Alaska 5/26/2020
B
New Hampshire 5/14/2020
B
Arizona 5/26/2020
B
New Jersey 4/5/2019
B
Arkansas 5/26/2020
IA
New Jersey 7/29/2019
B
California 5/1/2020
B
New Mexico 5/26/2020
B
Colorado 5/26/2020
B
New York 4/5/2019
B
Connecticut 4/5/2019
IA
New York 4/17/2021
IA
Connecticut 7/26/2019
B
North Carolina 5/26/2020
B
Delaware 5/14/2020
B
North Dakota 8/24/2020
B
District of Columbia 5/14/2020
B
Ohio 5/27/2020
B
Florida 5/14/2020
B
Oklahoma 5/26/2020
B
Georgia 5/18/2020
B
Oregon 5/26/2020
B
Hawaii 5/26/2020
B
Pennsylvania 4/5/2019
B
Idaho 5/26/2020
B
Puerto Rico 5/26/2020
B
Illinois 5/18/2020
B
Rhode Island 4/5/2019
B
Indiana 5/26/2020
B
South Carolina 5/26/2020
B
Iowa 5/26/2020
B
South Dakota 8/24/2020
B
Kansas 5/26/2020
B
Tennessee 5/26/2020
B
Kentucky 5/26/2020
B
Texas 4/5/2019
B
Louisiana 5/26/2020
IA
Texas 5/10/2022
B
Maine 5/26/2020
B
Utah 5/26/2020
B
Maryland 5/14/2020
B
Vermont 4/5/2019
B
Massachusetts 4/5/2019
B
Virgin Islands 5/26/2020
B
Michigan 5/26/2020
B
Virginia 5/1/2020
B
Minnesota 5/26/2020
B
Washington 5/26/2020
B
Mississippi 5/26/2020
B
West Virginia 5/26/2020
B
Missouri 5/26/2020
B
Wisconsin 5/26/2020
B
Montana 8/24/2020
B
Wyoming 8/24/2020
B
Nebraska 5/26/2020
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 7/26/2019
B
Registered with this firm since 4/5/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/08/2017 - 01/15/2019 | WESTBURY, NY | |
B | 06/08/2017 - 01/15/2019 | WESTBURY, NY | |
IA | 09/26/2013 - 05/05/2017 | COMMACK, NY | |
B | 08/21/2013 - 05/05/2017 | COMMACK, NY | |
B | 07/19/2010 - 08/23/2013 | MELVILLE, NY | |
B | 06/04/2009 - 07/21/2010 | SYOSSET, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.