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YAMEN ELSAID
CRD#: 5648445
IA
B
MORGAN STANLEYCRD#: 149777 2 North Tamiami Trail
Suite 1100
Sarasota, FL 34236
Suite 1100
Sarasota, FL 34236
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Arizona 3/15/2023
B
New Hampshire 12/1/2022
B
California 10/4/2019
B
New Jersey 9/7/2021
B
Colorado 2/2/2022
B
New York 10/4/2019
B
Connecticut 10/4/2019
B
North Carolina 10/4/2019
B
Delaware 10/4/2019
B
North Dakota 10/4/2019
B
Florida 10/4/2019
B
Ohio 10/4/2019
IA
Florida 10/7/2019
B
Oregon 4/8/2024
B
Georgia 10/4/2019
B
Pennsylvania 9/28/2021
B
Hawaii 2/23/2022
B
Rhode Island 8/28/2024
B
Illinois 10/4/2019
B
South Carolina 10/4/2019
B
Indiana 7/22/2020
B
South Dakota 10/4/2019
B
Kentucky 7/14/2021
B
Tennessee 10/4/2019
B
Maine 7/29/2021
B
Texas 9/7/2021
B
Maryland 10/4/2019
IA
Texas 9/8/2021
B
Massachusetts 10/4/2019
B
Vermont 2/3/2025
B
Michigan 10/4/2019
B
Virginia 12/14/2022
B
Minnesota 2/6/2025
B
Washington 10/4/2019
B
Missouri 1/14/2023
B
Wisconsin 2/6/2025
B
Nevada 10/4/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/7/2019
B
Registered with this firm since 10/4/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 10/16/2019 | SARASOTA, FL | |
B | 10/01/2012 - 10/16/2019 | SARASOTA, FL | |
IA | 12/02/2009 - 10/01/2012 | SARASOTA, FL | |
B | 11/27/2009 - 10/01/2012 | SARASOTA, FL | |
IA | 08/18/2009 - 09/03/2009 | HIGH POINT, NC | |
B | 05/12/2009 - 09/03/2009 | HIGH POINT, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.