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FRANCISCO JAVIER FERNANDEZ LEON
CRD#: 5648271
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 715 S FORT HARRISON AVE
CLEARWATER, FL 33756
CETERA INVESTMENT SERVICES LLCCRD#: 15340 715 S FORT HARRISON AVE
CLEARWATER, FL 33756
Registration History
2010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BORIENTAL FINANCIAL SERVICES CORP. (CRD# 29753)2009 - 2015 (6 years)IAORIENTAL FINANCIAL SERVICES CORP. (CRD# 29753)2015 - 2015 (<1 year)
Disclosure(s)
View By:
1/24/2020
Customer Dispute
Settled
10/7/2019
Customer Dispute
Settled
10/7/2019
Customer Dispute
Settled
11/15/2018
Customer Dispute
Withdrawn
9/20/2018
Customer Dispute
Settled
6/19/2018
Customer Dispute
Settled
4/24/2018
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 12/2/2015

B
New York 8/29/2021

IA
Florida 12/23/2015

B
North Carolina 2/14/2024

B
Georgia 4/11/2023

B
Puerto Rico 12/2/2015

IA
Georgia 4/11/2023

B
South Carolina 6/14/2022

B
Indiana 2/22/2022

B
Tennessee 12/1/2021

B
Kentucky 3/24/2022

B
Texas 12/2/2015

B
Louisiana 3/5/2020

IA
Texas 9/27/2021

B
Maryland 11/20/2023

B
Wisconsin 12/20/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
715 S FORT HARRISON AVE, CLEARWATER, FL 33756
PALM HABOR, FL
Registered with this firm since 12/23/2015

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
715 S FORT HARRISON AVE, CLEARWATER, FL 33756
PALM HABOR, FL
Registered with this firm since 12/2/2015

Previous Registration(s)
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IA
11/06/2015 - 11/09/2015 ORIENTAL FINANCIAL SERVICES CORP. (CRD#:29753) SAN JUAN, PR
B
03/13/2009 - 11/09/2015 ORIENTAL FINANCIAL SERVICES CORP. (CRD#:29753) SAN JUAN, PR
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.