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Bryan Gregory Sandvig
BRYAN SANDVIG
CRD#: 5648130
IA
B
PARAMETRIC PORTFOLIO ASSOCIATESCRD#: 114310 800 FIFTH AVENUE
SUITE 2800
SEATTLE, WA 98104
SUITE 2800
SEATTLE, WA 98104
EATON VANCE DISTRIBUTORS, INC.CRD#: 37731 3600 MINNESOTA DRIVE
SUITE 200
MINNEAPOLIS, MN 55435
SUITE 200
MINNEAPOLIS, MN 55435
0
Disclosures
12
Years of Experience
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State Registrations
B
Illinois 4/15/2020
B
Nebraska 7/10/2019
B
Indiana 11/17/2017
B
Ohio 11/17/2017
B
Iowa 11/17/2017
B
Oklahoma 7/10/2019
B
Kentucky 11/17/2017
B
South Dakota 7/10/2019
B
Michigan 4/15/2020
IA
Washington 11/17/2017
B
Minnesota 11/17/2017
B
Wisconsin 11/17/2017
SRO Registrations
B
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IA
Registered with this firm since 11/17/2017
B
Registered with this firm since 11/17/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2014 - 09/06/2016 | NEW YORK, NY | |
B | 03/31/2014 - 09/06/2016 | JERSEY CITY, NJ | |
IA | 09/28/2011 - 02/20/2014 | WHEATON, IL | |
B | 04/13/2011 - 02/20/2014 | WHEATON, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.