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ARIEL M. KATZ
ARI MICHAEL KATZ, ARIEL M KATZ
CRD#: 5648011
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 32255 NORTHWESTERN HWY
STE 200
FARMINGTON HILLS, MI 48334-1574
Registration History
2010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BAXA ADVISORS, LLC (CRD# 6627)2009 - 2015 (5 years)IAAXA ADVISORS, LLC (CRD# 6627)2010 - 2015 (5 years)
License(s)

State Registrations

B
Arizona 1/24/2023

B
Michigan 4/9/2015

B
California 9/26/2017

IA
Michigan 4/10/2015

B
Colorado 11/9/2023

B
New York 8/2/2021

B
Florida 4/9/2015

B
Ohio 7/25/2018

B
Idaho 11/1/2022

B
Pennsylvania 1/31/2020

B
Illinois 8/6/2020

B
Tennessee 10/20/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
32255 NORTHWESTERN HWY STE 200, FARMINGTON HILLS, MI 48334-1574
W Bloomfield, MI
Registered with this firm since 4/10/2015

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
32255 NORTHWESTERN HWY STE 200, FARMINGTON HILLS, MI 48334-1574
W Bloomfield, MI
Registered with this firm since 4/9/2015

Previous Registration(s)
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IA
03/19/2010 - 04/13/2015 AXA ADVISORS, LLC (CRD#:6627) FARMINGTON, MI
B
07/13/2009 - 04/13/2015 AXA ADVISORS, LLC (CRD#:6627) FARMINGTON, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.