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Detailed Report
Kara A Miller
KARA ASHLEY-ANN MILLER
CRD#: 5646286
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 SOUTH DAYTONA, FL
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (11 years)
License(s)

State Registrations

B
Alabama 3/19/2019
B
Montana 6/3/2019
B
Alaska 6/3/2019
B
Nebraska 6/3/2019
B
Arizona 6/3/2019
B
Nevada 6/3/2019
B
Arkansas 10/19/2016
B
New Hampshire 6/3/2019
B
California 3/4/2016
B
New Jersey 6/3/2019
B
Colorado 3/3/2016
B
New Mexico 6/3/2019
B
Connecticut 6/3/2019
B
New York 10/9/2014
B
Delaware 6/3/2019
B
North Carolina 11/9/2016
B
District of Columbia 6/3/2019
B
North Dakota 6/3/2019
B
Florida 1/27/2014
B
Ohio 6/3/2019
IA
Florida 3/25/2014
B
Oklahoma 11/9/2016
B
Georgia 1/8/2019
B
Oregon 6/3/2019
B
Hawaii 6/3/2019
B
Pennsylvania 6/3/2019
B
Idaho 6/3/2019
B
Puerto Rico 8/16/2019
B
Illinois 6/3/2019
B
Rhode Island 1/4/2016
B
Indiana 6/3/2019
B
South Carolina 6/3/2019
B
Iowa 6/3/2019
B
South Dakota 6/3/2019
B
Kansas 6/3/2019
B
Tennessee 3/6/2015
B
Kentucky 6/3/2019
B
Texas 6/3/2019
B
Louisiana 6/3/2019
IA
Texas 6/4/2019
B
Maine 6/3/2019
B
Utah 6/3/2019
B
Maryland 8/31/2016
B
Vermont 6/3/2019
B
Massachusetts 12/4/2014
B
Virginia 6/3/2019
B
Michigan 6/3/2019
B
Washington 6/3/2019
B
Minnesota 1/25/2017
B
West Virginia 6/3/2019
B
Mississippi 6/3/2019
B
Wisconsin 11/26/2018
B
Missouri 5/21/2019
B
Wyoming 6/3/2019
IA
Missouri 5/24/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
SOUTH DAYTONA, FL
Registered with this firm since 3/25/2014
B
EDWARD JONES (CRD#:250)
SOUTH DAYTONA, FL
Registered with this firm since 1/6/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.