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Detailed Report
JONATHON PAUL SOUCIER
JONATHON SOUCIER
CRD#: 5645998
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Investment Adviser
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Previous Broker
WEALTH TEAMS ALLIANCECRD#: 168907 15520 Rockfield Blvd. Suite G
Irvine, CA 93618
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - 2020 (4 years)IAWEALTH TEAMS ALLIANCE (CRD# 168907)2021 - Present (3 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2009 - 2012 (2 years)IAINNOVATUM CAPITAL PARTNERS, LLC (CRD# 154192)2012 - 2014 (1 year)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2010 - 2012 (2 years)
License(s)

State Registrations

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California 12/3/2021
Current Registration(s)
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WEALTH TEAMS ALLIANCE (CRD#:168907)
15520 Rockfield Blvd. Suite G, Irvine, CA 93618
Registered with this firm since 12/3/2021
Previous Registration(s)
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 11/02/2015 - 06/09/2020 PARK AVENUE SECURITIES LLC (CRD#:46173) NEWPORT BEACH, CA
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 11/02/2015 - 06/09/2020 PARK AVENUE SECURITIES LLC (CRD#:46173) NEWPORT BEACH, CA
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 10/25/2012 - 10/27/2015 CAPITAL SYNERGY PARTNERS (CRD#:148733) IRVINE, CA
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 10/18/2012 - 10/27/2015 CAPITAL SYNERGY PARTNERS (CRD#:148733) IRVINE, CA
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 07/16/2012 - 02/20/2014 INNOVATUM CAPITAL PARTNERS, LLC (CRD#:154192) COSTA MESA, CA
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 01/14/2010 - 05/29/2012 MML INVESTORS SERVICES, LLC (CRD#:10409) ONTARIO, CA
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 07/13/2009 - 05/29/2012 MML INVESTORS SERVICES, LLC (CRD#:10409) ONTARIO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.