Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
PETER JAMES HUNT
CRD#: 5645273
IA
Investment Adviser
EXENCIAL WEALTH ADVISORSCRD#: 130475 13801 Reese Boulevard
Suite 155
Huntersville, NC 28078
Registration History
201020122014201620182020202220242026IAEXENCIAL WEALTH ADVISORS (CRD# 130475)2020 - Present (4 years)IAWILLINGDON WEALTH MANAGEMENT LLC (CRD# 129613)2009 - 2020 (11 years)
License(s)

State Registrations

IA
California 2/16/2024
IA
Oklahoma 6/9/2020
IA
Connecticut 2/16/2024
IA
Pennsylvania 2/16/2024
IA
Florida 2/22/2024
IA
South Carolina 3/13/2023
IA
North Carolina 6/9/2020
IA
Texas 6/9/2020
IA
Ohio 3/16/2023
Current Registration(s)
IA
EXENCIAL WEALTH ADVISORS (CRD#:130475)
13801 Reese Boulevard Suite 155, Huntersville, NC 28078
Registered with this firm since 6/9/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/16/2009 - 07/10/2020 WILLINGDON WEALTH MANAGEMENT LLC (CRD#:129613) HUNTERSVILLE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.