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Detailed Report
KELSEY RAE SUMMERS
KELSEY RAE HISSEM, KELSEY HISSEM
CRD#: 5644462
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 2713 STANGE ROAD, SUITE 105
AMES, IA 50010
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2015 (3 years)2 FIRMS2015 - Present (10 years)
License(s)

State Registrations

B
Alabama 8/20/2018
B
Missouri 5/13/2021
B
Arizona 11/27/2018
B
Nebraska 10/9/2015
B
California 5/26/2021
B
Nevada 2/5/2021
B
Colorado 5/28/2020
B
New Jersey 1/3/2023
B
Florida 1/21/2020
B
New Mexico 6/7/2023
B
Illinois 8/21/2015
B
North Carolina 1/11/2021
B
Iowa 3/30/2015
B
Oregon 6/26/2024
IA
Iowa 3/30/2015
B
Pennsylvania 9/11/2024
B
Maryland 6/7/2023
B
Texas 11/1/2021
B
Minnesota 7/16/2018
B
Virginia 7/7/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
2713 STANGE ROAD, SUITE 105, AMES, IA 50010
Ankeny, IA
Registered with this firm since 3/30/2015
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
2713 STANGE ROAD, SUITE 105, AMES, IA 50010
Ankeny, IA
Registered with this firm since 3/30/2015
Previous Registration(s)
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IA
 04/20/2011 - 02/10/2015 INVEST FINANCIAL CORPORATION (CRD#:12984) WEST DES MOINES, IA
B
 04/20/2011 - 02/10/2015 INVEST FINANCIAL CORPORATION (CRD#:12984) WEST DES MOINES, IA
IA
 12/11/2009 - 04/11/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) MT. PLEASANT, IA
B
 09/23/2009 - 04/11/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) MT. PLEASANT, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.