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Detailed Report
JOHNNIE LEWIS BROOKS III
JOHNNIE L BROOKS III, JOHNNIE LEWIS BROOKS III, LEWIS L BROOKS III, LEWIS BROOKS III, Lewis Brooks
CRD#: 5643640
IA
Investment Adviser
B
Broker
PACKERLAND BROKERAGE SERVICES, INC.CRD#: 37031 250 E. Main St.
Canton, GA 30114
Registration History
2010201220142016201820202022202420262 FIRMS2014 - 2016 (2 years)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2019 - Present (5 years)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)2009 - 2013 (4 years)IAH.D. VEST ADVISORY SERVICES, INC (CRD# 104556)2010 - 2013 (3 years)
License(s)

State Registrations

B
Georgia 8/1/2019
IA
Georgia 8/2/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PACKERLAND BROKERAGE SERVICES, INC. (CRD#:37031)
250 E. Main St., Canton, GA 30114
Registered with this firm since 8/2/2019
B
PACKERLAND BROKERAGE SERVICES, INC. (CRD#:37031)
250 E. Main St., Canton, GA 30114
Registered with this firm since 8/1/2019
Previous Registration(s)
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IA
 10/07/2017 - 07/06/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) Dunwoody, GA
B
 10/04/2017 - 07/06/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) Dunwoody, GA
IA
 01/21/2014 - 11/04/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) DUNWOODY, GA
B
 01/16/2014 - 11/04/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) DUNWOODY, GA
IA
 02/26/2010 - 11/26/2013 H.D. VEST ADVISORY SERVICES, INC (CRD#:104556) ALBANY, NY
B
 06/08/2009 - 11/26/2013 H.D. VEST INVESTMENT SERVICES (CRD#:13686) ALBANY, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.