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Detailed Report
WILLIAM COOKE TRACY JR
WILLIAM COOKE TRACY
CRD#: 5643600
IA
Investment Adviser
EDELMAN FINANCIAL ENGINESCRD#: 104510 10950 GRANDVIEW DRIVE
SUITE 500
OVERLAND PARK, KS 66210
Registration History
201020122014201620182020202220242026IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2016 - Present (8 years)IAFINANCIAL ENGINES ADVISOR CENT... (CRD# 109238)2009 - 2016 (7 years)
License(s)

State Registrations

IA
Kansas 11/30/2016
IA
Missouri 2/20/2020
Current Registration(s)
IA
EDELMAN FINANCIAL ENGINES (CRD#:104510)
10950 GRANDVIEW DRIVE SUITE 500, OVERLAND PARK, KS 66210
Registered with this firm since 11/30/2016
Previous Registration(s)
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IA
 02/12/2009 - 11/30/2016 FINANCIAL ENGINES ADVISOR CENTER, LLC (CRD#:109238) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.