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Detailed Report
Jennifer Barlow
JENNIFER MARIE ANAYA, JENNIFER ANAYA, Jennifer Marie Anaya, Jennifer Marie Barlow
CRD#: 5643386
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 18575 Jamboree Rd
Ste 400
IRVINE, CA 92612
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2021 (8 years)2 FIRMS2023 - Present (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)
License(s)

State Registrations

B
California 1/20/2023
B
Ohio 3/5/2024
IA
California 1/23/2023
B
Pennsylvania 1/23/2024
B
Florida 2/14/2023
B
Washington 10/27/2023
B
Nevada 1/14/2025
B
Wisconsin 1/15/2025
B
North Carolina 2/14/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
18575 Jamboree Rd Ste 400, IRVINE, CA 92612
Registered with this firm since 1/23/2023
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
18575 Jamboree Rd Ste 400, IRVINE, CA 92612
Registered with this firm since 1/19/2023
Previous Registration(s)
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IA
 10/01/2012 - 07/29/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) PLACENTIA, CA
B
 10/01/2012 - 07/29/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) PLACENTIA, CA
IA
 10/07/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ANAHEIM HILLS, CA
B
 05/18/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ANAHEIM HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.