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NICHOLAS WALDING
CRD#: 5642518
IA
Investment Adviser
B
Broker
CAPTRUSTCRD#: 175112 3100 Village Point
STE 200
Chesterton, IN 46304
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 3100 Village Point
STE 200
Chesterton, IN 46304
Registration History
2010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2010 - 2020 (9 years)IALAKESIDE WEALTH MANAGEMENT GRO... (CRD# 140271)2011 - 2020 (9 years)
License(s)

State Registrations

IA
Indiana 5/6/2020

B
Indiana 5/12/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPTRUST (CRD#:175112)
3100 Village Point STE 200, Chesterton, IN 46304
Registered with this firm since 5/6/2020

B
CAPFINANCIAL SECURITIES, LLC. (CRD#:126291)
3100 Village Point STE 200, Chesterton, IN 46304
Registered with this firm since 5/12/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/10/2011 - 06/30/2020 LAKESIDE WEALTH MANAGEMENT GROUP, LLC (CRD#:140271) CHESTERTON, IN
B
10/08/2010 - 05/07/2020 FIRST ALLIED SECURITIES, INC. (CRD#:32444) CHESTERTON, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.