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MATTHEW MICHAEL MELENDEZ
MATTHEW MELENDEZ
CRD#: 5642488
IA
B
CAPITAL SYNERGY PARTNERSCRD#: 148733 401 E ROWLAND ST.
COVINA, CA 91723
COVINA, CA 91723
0
Disclosures
15
Years of Experience
View By:
State Registrations
IA
Arizona 8/29/2019
IA
Georgia 9/7/2021
B
California 4/1/2014
IA
Idaho 10/15/2024
IA
California 4/1/2014
IA
Missouri 10/8/2024
IA
Florida 1/21/2021
IA
Texas 9/9/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 4/1/2014
B
Registered with this firm since 4/1/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/11/2012 - 02/20/2014 | COSTA MESA, CA | |
IA | 11/03/2011 - 05/17/2012 | NEWPORT BEACH, CA | |
B | 11/03/2011 - 05/17/2012 | NEWPORT BEACH, CA | |
IA | 12/03/2009 - 09/27/2011 | ONTARIO, CA | |
B | 09/09/2009 - 09/27/2011 | ONTARIO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.