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Detailed Report
JASON EDWARD MOORE
JASON E MOORE
CRD#: 5641695
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 313 EAST STROOP ROAD
DAYTON, OH 45429
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 313 E. STROOP ROAD
DAYTON, OH 45429
Registration History
2010201220142016201820202022202420262 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - Present (8 years)BPNC INVESTMENTS (CRD# 129052)2010 - 2015 (5 years)BSUNSET FINANCIAL SERVICES, INC. (CRD# 3538)2009 - 2009 (<1 year)IAPNC INVESTMENTS (CRD# 129052)2011 - 2015 (4 years)
License(s)

State Registrations

B
Arizona 11/27/2020
B
Nevada 11/27/2020
B
California 11/27/2020
B
New York 11/27/2020
B
Colorado 2/17/2023
B
North Carolina 11/30/2020
B
Florida 11/27/2020
B
Ohio 10/24/2016
B
Georgia 11/27/2020
IA
Ohio 11/23/2016
B
Idaho 2/2/2021
B
Pennsylvania 11/27/2020
B
Indiana 11/27/2020
B
Utah 3/1/2023
B
Kentucky 11/27/2020
B
Virginia 11/21/2024
B
Michigan 5/10/2021
B
Wisconsin 7/25/2023
B
Montana 11/27/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
313 EAST STROOP ROAD, DAYTON, OH 45429
Registered with this firm since 11/23/2016
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
313 E. STROOP ROAD, DAYTON, OH 45429
Registered with this firm since 10/24/2016
Previous Registration(s)
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B
 10/23/2015 - 11/08/2016 LPL FINANCIAL LLC (CRD#:6413) BEAVERCREEK, OH
IA
 10/23/2015 - 10/24/2016 NATIONAL WEALTH MANAGEMENT GROUP, LLC (CRD#:174883) CINCINNATI, OH
IA
 09/12/2011 - 10/28/2015 PNC INVESTMENTS (CRD#:129052) TIPP CITY, OH
B
 06/15/2010 - 10/28/2015 PNC INVESTMENTS (CRD#:129052) TIPP CITY, OH
B
 04/23/2009 - 07/16/2009 SUNSET FINANCIAL SERVICES, INC. (CRD#:3538) HUNTSVILLE, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.