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Detailed Report
Talia S Lazaro-Simpson
TALIA S LAZARO, TALIA SHANAY LAZARO, TALIA SHANAY LAZARO-Simpson
CRD#: 5641247
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 2584 DIXWELL AVE
MAILSTOP: CT-723
HAMDEN, CT 06514
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BPEOPLE'S SECURITIES, INC. (CRD# 13704)2015 - 2019 (3 years)
License(s)

State Registrations

B
California 1/31/2025
B
Massachusetts 1/31/2025
IA
California 1/31/2025
B
Michigan 1/31/2025
B
Connecticut 11/1/2024
B
New Hampshire 1/31/2025
IA
Connecticut 12/13/2024
IA
New Hampshire 1/31/2025
B
Florida 1/31/2025
B
New Jersey 1/31/2025
IA
Florida 2/3/2025
IA
New Jersey 1/31/2025
B
Georgia 1/31/2025
B
New York 1/31/2025
IA
Georgia 2/3/2025
IA
New York 1/31/2025
B
Indiana 1/31/2025
B
North Carolina 1/31/2025
IA
Indiana 1/31/2025
IA
North Carolina 1/31/2025
B
Iowa 1/31/2025
B
Pennsylvania 1/31/2025
IA
Iowa 1/31/2025
IA
Pennsylvania 1/31/2025
B
Kentucky 1/31/2025
B
Rhode Island 1/31/2025
IA
Kentucky 1/31/2025
IA
Rhode Island 1/31/2025
B
Maine 1/31/2025
B
South Carolina 1/31/2025
IA
Maine 1/31/2025
IA
South Carolina 1/31/2025
B
Maryland 1/31/2025
B
Virginia 1/31/2025
IA
Maryland 1/31/2025
IA
Virginia 1/31/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
2584 DIXWELL AVE MAILSTOP: CT-723, HAMDEN, CT 06514
Registered with this firm since 12/13/2024
B
CITIZENS SECURITIES, INC. (CRD#:39550)
2584 DIXWELL AVE MAILSTOP: CT-723, HAMDEN, CT 06514
Registered with this firm since 6/27/2024
Previous Registration(s)
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B
 06/12/2015 - 01/14/2019 PEOPLE'S SECURITIES, INC. (CRD#:13704) FAIRFIELD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.