Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ALBERT AARON BERG
AARON BERG, ALBERT BERG
CRD#: 5640255
IA
B
FORTIS CAPITAL ADVISORS, LLCCRD#: 309709 201 Riverplace, Suite 500
Greenville, SC 29601
Greenville, SC 29601
GREEN VISTA CAPITAL, LLCCRD#: 293630 Greenville, SC
0
Disclosures
11
Years of Experience
View By:
State Registrations
B
Florida 12/5/2024
B
Pennsylvania 12/5/2024
B
Georgia 12/5/2024
IA
South Carolina 11/14/2024
B
Mississippi 12/5/2024
B
South Carolina 12/5/2024
B
North Carolina 12/5/2024
B
Tennessee 12/5/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
B
IA
Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/11/2023 - 12/11/2024 | Greenville, SC | |
B | 11/18/2024 - 11/22/2024 | CHICAGO, IL | |
IA | 09/22/2021 - 11/06/2024 | Greenville, SC | |
B | 09/24/2021 - 10/28/2022 | Greenville, SC | |
IA | 10/25/2017 - 09/23/2021 | Greenville, SC | |
B | 10/25/2017 - 09/23/2021 | GREENVILLE, SC | |
IA | 06/20/2017 - 10/10/2017 | CHARLOTTE, NC | |
B | 06/20/2017 - 10/10/2017 | CHARLOTTE, NC | |
IA | 02/08/2017 - 06/01/2017 | GREENVILLE, SC | |
B | 10/06/2016 - 05/23/2017 | CHARLOTTE, NC | |
IA | 12/08/2015 - 02/29/2016 | GREENVILLE, SC | |
B | 10/30/2015 - 02/29/2016 | GREENVILLE, SC | |
B | 03/17/2009 - 08/23/2011 | PHOENIXVILLE, PA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.