Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MICHAEL DOUGLAS MCCABE
MICHAEL D. MCCABE, MIKE D. MCCABE, Michael D McCabe, Michael Douglas McCabe
CRD#: 5639751
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 530 ROUTE 35
SHREWSBURY COMMONS
SHREWSBURY, NJ 07702
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 530 ROUTE 35
SHREWSBURY, NJ 07702
Registration History
2010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BALLSTATE DISTRIBUTORS, L.L.C. (CRD# 100460)2018 - 2021 (3 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2017 - 2018 (1 year)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2015 - 2016 (1 year)BMETLIFE SECURITIES INC. (CRD# 14251)2009 - 2014 (5 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2010 - 2014 (4 years)
License(s)

State Registrations

B
Florida 6/13/2022
B
North Carolina 9/29/2023
B
Hawaii 3/1/2024
B
Ohio 3/4/2024
B
Kansas 3/25/2023
B
Pennsylvania 6/13/2022
B
Massachusetts 12/9/2024
B
South Carolina 5/19/2023
B
New Jersey 4/8/2022
B
Texas 5/19/2023
IA
New Jersey 5/11/2022
IA
Texas 7/21/2023
B
New York 6/13/2022
B
Virginia 1/6/2025

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
530 ROUTE 35 SHREWSBURY COMMONS, SHREWSBURY, NJ 07702
Registered with this firm since 5/11/2022
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
530 ROUTE 35, SHREWSBURY, NJ 07702
ASBURY PARK, NJ
Registered with this firm since 4/8/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/21/2018 - 10/18/2021 ALLSTATE DISTRIBUTORS, L.L.C. (CRD#:100460) NORTHBROOK, IL
B
 03/20/2017 - 04/13/2018 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) WALL TOWNSHIP, NJ
B
 02/02/2015 - 12/31/2016 STATE FARM VP MANAGEMENT CORP. (CRD#:43036) BLOOMINGTON, IL
IA
 03/03/2010 - 12/12/2014 METLIFE SECURITIES INC. (CRD#:14251) BERWICK, PA
B
 04/06/2009 - 12/12/2014 METLIFE SECURITIES INC. (CRD#:14251) BERWICK, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.