Individual Firm
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ROBERT J KEELAN
ROBERT JEFFREY KEELAN
CRD#: 5638121
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 400 S RAMPART BLVD
LAS VEGAS, NV 89145
LAS VEGAS, NV 89145
0
Disclosures
15
Years of Experience
View By:
State Registrations
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Alaska 7/21/2023
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New Jersey 8/17/2023
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Arizona 6/26/2014
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New York 1/6/2020
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California 2/14/2012
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North Carolina 1/30/2019
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Colorado 8/16/2021
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Oregon 7/6/2016
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Florida 7/6/2016
B
Pennsylvania 5/3/2023
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Georgia 8/28/2023
B
Puerto Rico 5/2/2024
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Hawaii 10/24/2022
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Rhode Island 8/17/2023
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Idaho 7/6/2016
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South Carolina 1/3/2024
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Illinois 5/3/2023
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Tennessee 10/10/2024
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Maryland 10/17/2022
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Texas 7/6/2016
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Massachusetts 4/11/2023
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Texas 7/28/2016
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Michigan 5/3/2023
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Utah 7/6/2016
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Nebraska 11/20/2023
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Virginia 2/14/2020
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Nevada 3/31/2014
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Washington 4/27/2017
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Nevada 4/16/2014
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 2/14/2012
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Registered with this firm since 2/14/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/08/2010 - 01/30/2012 | IRVINE, CA | |
B | 09/07/2010 - 01/30/2012 | IRVINE, CA | |
IA | 03/31/2009 - 09/10/2010 | IRVINE, CA | |
B | 03/11/2009 - 09/10/2010 | IRVINE, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.