• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2012 - 2013 (1 year)2 FIRMS2015 - 2024 (9 years)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
8/20/2019
Financial
Final
License(s)

State Registrations

B
Alaska 6/14/2024

B
Nebraska 6/14/2024

B
Idaho 6/14/2024

IA
Nebraska 6/14/2024

B
Iowa 6/14/2024

B
Texas 6/14/2024

B
Kansas 6/14/2024

B
Washington 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
18025 OAK ST STE B, OMAHA, NE 68130
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
18025 OAK ST STE B, OMAHA, NE 68130
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/15/2015 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) OMAHA, NE
B
05/21/2015 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) OMAHA, NE
IA
05/22/2012 - 11/08/2013 SPC (CRD#:110692) OMAHA, NE
B
06/19/2012 - 11/08/2013 SAMMONS SECURITIES COMPANY, LLC (CRD#:115368) OMAHA, NE
IA
11/06/2009 - 11/23/2010 AMERITAS INVESTMENT CORP (CRD#:14869) OMAHA, NE
B
07/09/2009 - 11/23/2010 AMERITAS INVESTMENT CORP. (CRD#:14869) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.