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Robert William Hamman
Bob Hamman, Robert W Hamman
CRD#: 5636869
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
2010201220142016201820202022202420262 FIRMS2022 - Present (3 years)BBOFA SECURITIES, INC. (CRD# 283942)2019 - 2022 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2019 (8 years)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)2009 - 2010 (1 year)
License(s)

State Registrations

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California 11/10/2023

B
Maryland 10/19/2023

B
Florida 8/7/2023

B
Massachusetts 5/15/2024

B
Georgia 10/19/2023

B
New York 11/30/2023

B
Idaho 9/7/2023

B
North Carolina 3/17/2023

B
Illinois 1/25/2022

B
Oregon 1/13/2023

IA
Illinois 2/4/2022

B
Wisconsin 10/31/2022

B
Indiana 10/19/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 2/4/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 1/25/2022

Previous Registration(s)
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05/10/2019 - 01/25/2022 BOFA SECURITIES, INC. (CRD#:283942) CHICAGO, IL
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11/01/2010 - 05/10/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
03/04/2009 - 11/01/2010 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.