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Detailed Report
JASON DENNIS DELGADO
JASON DELGADO
CRD#: 5636596
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6510 AVENUE U
BROOKLYN, NY 11234
Registration History
2010201220142016201820202022202420262 FIRMS2016 - Present (9 years)BAST INVESTOR SERVICES LLC (CRD# 155050)2011 - 2015 (4 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2010 (<1 year)BJOHN THOMAS FINANCIAL (CRD# 40982)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 12/24/2024
B
New York 1/11/2016
B
Arizona 9/15/2023
IA
New York 5/3/2021
B
California 10/18/2016
B
North Carolina 1/12/2016
B
Colorado 10/18/2016
IA
North Carolina 1/10/2024
B
Connecticut 1/11/2016
B
Ohio 10/18/2016
B
Florida 10/18/2016
B
Pennsylvania 10/18/2016
B
Georgia 5/9/2019
B
Rhode Island 10/18/2016
B
Idaho 4/19/2024
B
South Carolina 10/18/2016
B
Louisiana 10/18/2016
B
Tennessee 1/28/2019
B
Maryland 10/18/2016
B
Texas 1/11/2016
B
Massachusetts 10/18/2016
IA
Texas 2/10/2016
B
New Hampshire 10/18/2016
B
Virginia 2/23/2018
B
New Jersey 1/11/2016
B
Washington 11/1/2016
IA
New Jersey 2/12/2016

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6510 AVENUE U, BROOKLYN, NY 11234
2401 RALPH AVE., BROOKLYN, NY 11234
Registered with this firm since 2/10/2016
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6510 AVENUE U, BROOKLYN, NY 11234
2401 RALPH AVE., BROOKLYN, NY 11234
Registered with this firm since 1/11/2016
Previous Registration(s)
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B
 09/19/2011 - 11/30/2015 AST INVESTOR SERVICES LLC (CRD#:155050) BROOKLYN, NY
B
 09/03/2009 - 02/04/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
 02/05/2009 - 03/16/2009 JOHN THOMAS FINANCIAL (CRD#:40982)
FINRA expelled the firm on 10/31/2013
NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.