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James Bryan Garner
CRD#: 5635328
IA
Investment Adviser
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Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 Pacifica, CA
Registration History
2010201220142016201820202022202420262 FIRMS2013 - 2020 (7 years)2 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2024 - Present (<1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2011 - 2013 (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2010 - 2011 (<1 year)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2012 - 2013 (<1 year)
License(s)

State Registrations

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California 11/22/2024

IA
California 11/22/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
Pacifica, CA
Registered with this firm since 11/22/2024

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PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
Pacifica, CA
Registered with this firm since 11/22/2024

Previous Registration(s)
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IA
10/14/2022 - 02/02/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) SAN FRANCISCO, CA
B
10/12/2022 - 01/27/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SAN FRANCISCO, CA
IA
02/10/2020 - 01/04/2022 MML INVESTORS SERVICES, LLC (CRD#:10409) Foster City, CA
B
01/13/2020 - 01/04/2022 MML INVESTORS SERVICES, LLC (CRD#:10409) Foster City, CA
IA
01/02/2013 - 01/24/2020 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Daly City, CA
B
01/02/2013 - 01/24/2020 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) Daly City, CA
IA
07/27/2012 - 01/04/2013 MML INVESTORS SERVICES, LLC (CRD#:10409) SAN FRANCISCO, CA
B
03/03/2011 - 01/04/2013 MML INVESTORS SERVICES, LLC (CRD#:10409) SAN FRANCISCO, CA
B
04/20/2010 - 02/11/2011 NYLIFE SECURITIES LLC (CRD#:5167) SAN JOSE, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.