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Neil Manthe
NEIL JEFFREY MANTHE, NEIL MANTHE
CRD#: 5634588
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 400 ROBERT ST N
STE 800
ST PAUL, MN 55101
CETERA ADVISOR NETWORKS LLCCRD#: 13572 Eagan, MN
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2011 (1 year)2 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2018 - 2023 (4 years)BAXA ADVISORS, LLC (CRD# 6627)2009 - 2009 (<1 year)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2019 - 2023 (4 years)
License(s)

State Registrations

B
Minnesota 8/10/2023

IA
Minnesota 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
Eagan, MN
Registered with this firm since 8/10/2023

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
400 ROBERT ST N STE 800, ST PAUL, MN 55101
Registered with this firm since 8/10/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/27/2019 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST PAUL, MN
B
11/26/2018 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST PAUL, MN
IA
02/03/2010 - 03/31/2011 EDWARD JONES (CRD#:250) PANAMA CITY, FL
B
01/04/2010 - 03/31/2011 EDWARD JONES (CRD#:250) PANAMA CITY, FL
B
03/05/2009 - 08/06/2009 AXA ADVISORS, LLC (CRD#:6627) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.