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LOUIS LITWIN
CRD#: 5633954
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 1515 W. 22ND STREET
SUITE 300
OAK BROOK, IL 60523
SUITE 300
OAK BROOK, IL 60523
0
Disclosures
13
Years of Experience
View By:
State Registrations
B
Arizona 2/2/2023
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Indiana 6/12/2019
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Arizona 2/10/2023
B
Kentucky 5/25/2023
B
California 10/2/2018
IA
Kentucky 6/2/2023
B
Colorado 11/27/2023
B
Michigan 3/15/2019
IA
Colorado 11/27/2023
IA
Michigan 4/3/2019
B
Florida 4/1/2019
B
Minnesota 2/2/2024
IA
Florida 4/5/2019
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Minnesota 2/2/2024
B
Hawaii 6/12/2019
B
Nevada 5/3/2023
IA
Hawaii 1/28/2021
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Nevada 5/9/2023
B
Illinois 7/19/2018
B
Texas 10/9/2018
IA
Illinois 10/9/2018
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Texas 10/15/2018
B
Indiana 4/11/2019
SRO Registrations
B
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Registered with this firm since 10/9/2018
B
Registered with this firm since 7/5/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/28/2011 - 03/15/2016 | DALLAS, TX | |
B | 01/26/2009 - 04/23/2010 | CALABASAS, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.