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MASHA BRONISLAVA EFROS
MASHA EFROS
CRD#: 5633237
IA
B
MORGAN STANLEYCRD#: 149777 1111 Prospect Street
La Jolla, CA 92037
La Jolla, CA 92037
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3/19/2010
Employment Separation After Allegations
State Registrations
B
Arizona 3/17/2017
B
Nevada 1/28/2020
B
Arkansas 4/17/2023
B
New Jersey 9/16/2024
B
California 3/9/2017
B
New Mexico 4/3/2023
IA
California 3/10/2017
B
New York 1/14/2020
B
Colorado 3/29/2017
B
North Carolina 5/17/2017
B
Connecticut 4/4/2017
B
North Dakota 3/23/2020
B
District of Columbia 9/11/2020
B
Ohio 3/31/2023
B
Florida 3/31/2023
B
Oklahoma 1/13/2020
B
Georgia 4/3/2023
B
Oregon 7/3/2017
B
Hawaii 7/14/2021
B
South Carolina 3/31/2023
B
Idaho 6/16/2017
B
South Dakota 5/3/2023
B
Illinois 3/16/2017
B
Tennessee 3/1/2023
B
Iowa 1/22/2024
B
Texas 3/22/2017
B
Kansas 11/2/2021
IA
Texas 3/11/2020
B
Kentucky 3/21/2017
B
Utah 9/30/2019
B
Louisiana 11/29/2022
B
Vermont 10/3/2024
B
Maryland 10/25/2024
B
Virginia 1/13/2020
B
Minnesota 3/31/2023
B
Washington 4/4/2017
B
Missouri 3/31/2023
B
Wisconsin 6/1/2021
B
Nebraska 3/20/2017
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/10/2017
B
Registered with this firm since 3/9/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/19/2011 - 03/20/2017 | SAN DIEGO, CA | |
B | 07/18/2011 - 03/20/2017 | SAN DIEGO, CA | |
B | 07/27/2010 - 09/08/2010 | SAN DIEGO, CA | |
IA | 10/23/2009 - 03/26/2010 | SAN DIEGO, CA | |
B | 10/23/2009 - 03/26/2010 | SAN DIEGO, CA | |
IA | 10/05/2009 - 10/23/2009 | SAN DIEGO, CA | |
B | 07/02/2009 - 10/23/2009 | SAN DIEGO, CA |
SAN DIEGO, CA
10/23/2009 - 03/26/2010
SAN DIEGO, CA
10/23/2009 - 03/26/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.