Individual Firm
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JUSTIN C DAVIS
JUSTIN CARL DAVIS
CRD#: 5631607
IA
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GRIMES & COMPANY, INC.CRD#: 109420 531 SILICON DRIVE
SUITE 101
SOUTHLAKE, TX 76092
SUITE 101
SOUTHLAKE, TX 76092
0
Disclosures
16
Years of Experience
View By:
State Registrations
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Texas 4/18/2019
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Registered with this firm since 4/18/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/20/2017 - 04/23/2019 | FLOWER MOUND, TX | |
B | 12/20/2017 - 04/23/2019 | FLOWER MOUND, TX | |
IA | 01/13/2012 - 01/18/2018 | SOUTHLAKE, TX | |
IA | 07/19/2011 - 01/18/2018 | SOUTHLAKE, TX | |
B | 10/19/2009 - 01/18/2018 | SOUTHLAKE, TX | |
B | 02/16/2009 - 09/25/2009 | WESTLAKE, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.