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JOSE A SANCHEZ
JOSE A SANCHEZ NONE
CRD#: 5631339
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Bronx, NY
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Disclosures
12
Years of Experience
View By:
State Registrations
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California 6/21/2023
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New York 8/9/2022
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Connecticut 8/5/2022
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New York 8/9/2022
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Connecticut 8/5/2022
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Pennsylvania 6/21/2023
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Florida 8/9/2022
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Rhode Island 8/10/2023
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Florida 8/10/2022
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South Carolina 6/21/2023
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Georgia 6/21/2023
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Texas 8/9/2022
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Maryland 8/15/2022
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Texas 8/9/2022
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Massachusetts 3/31/2023
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Utah 6/21/2023
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New Jersey 8/9/2022
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Washington 6/21/2023
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New Jersey 8/11/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/5/2022
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Registered with this firm since 8/5/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/18/2018 - 08/05/2022 | YONKERS, NY | |
B | 04/25/2018 - 08/05/2022 | YONKERS, NY | |
B | 04/29/2014 - 06/12/2014 | BRONX, NY | |
B | 10/01/2012 - 12/31/2013 | NEW YORK, NY | |
B | 01/29/2009 - 10/01/2012 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.