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Detailed Report
Catherine Johnson Whicker
BETH JOHNSON, CATHERINE ELIZABETH JOHNSON, CATHERINE JOHNSON WHICKER, CATHERINE WHICKER
CRD#: 5631237
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1393 CARROLLTON CROSSING DR
SUITE 102
KERNERSVILLE, NC 27284
Registration History
2010201220142016201820202022202420262 FIRMS2009 - Present (16 years)
License(s)

State Registrations

B
California 11/13/2023
B
New York 9/17/2012
B
Colorado 9/2/2016
B
North Carolina 3/25/2009
B
Florida 3/29/2011
IA
North Carolina 3/25/2009
B
Georgia 5/11/2009
B
Ohio 4/25/2013
B
Maryland 1/7/2025
B
South Carolina 10/13/2015
B
Nebraska 1/17/2023
B
Virginia 12/16/2015
B
New Jersey 3/5/2024
B
West Virginia 11/18/2010
B
New Mexico 3/26/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1393 CARROLLTON CROSSING DR SUITE 102, KERNERSVILLE, NC 27284
Registered with this firm since 3/25/2009
B
EDWARD JONES (CRD#:250)
1393 CARROLLTON CROSSING DR SUITE 102, KERNERSVILLE, NC 27284
Registered with this firm since 3/5/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.