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DANIEL ESTON HARRELL
DANIEL HARRELL
CRD#: 5631191
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2050 CORPORATE CENTRE DR STE 120
MYRTLE BEACH, SC 29577
MYRTLE BEACH, SC 29577
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Arizona 9/12/2022
B
Pennsylvania 1/12/2011
B
Connecticut 7/26/2018
B
South Carolina 11/12/2010
B
Florida 6/21/2021
IA
South Carolina 11/16/2010
B
Nevada 1/12/2011
B
Tennessee 9/20/2016
B
North Carolina 11/12/2010
B
Vermont 5/27/2020
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 11/16/2010
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Registered with this firm since 11/12/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/26/2009 - 11/17/2010 | MURRELLS INLET, SC | |
B | 03/03/2009 - 11/17/2010 | MURRELLS INLET, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.