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Detailed Report
CRAIG ARTHUR JONCAS
CRD#: 5630983
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Investment Adviser
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Previous Broker
PENOBSCOT FINANCIAL ADVISORSCRD#: 286211 ONE MONUMENT SQUARE
SUITE 501
PORTLAND, ME 04101
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - 2017 (3 years)IAPENOBSCOT FINANCIAL ADVISORS (CRD# 286211)2017 - Present (8 years)
License(s)

State Registrations

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Maine 1/30/2017
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Texas 6/18/2023
Current Registration(s)
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PENOBSCOT FINANCIAL ADVISORS (CRD#:286211)
ONE MONUMENT SQUARE SUITE 501, PORTLAND, ME 04101
Registered with this firm since 1/30/2017
Previous Registration(s)
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 04/16/2014 - 07/31/2017 MID ATLANTIC FINANCIAL MANAGEMENT, INC. (CRD#:109771) PORTLAND, ME
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 04/16/2014 - 07/31/2017 MID ATLANTIC CAPITAL CORPORATION (CRD#:10674) Portland, ME
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 01/03/2011 - 04/17/2014 ING FINANCIAL PARTNERS, INC (CRD#:2882) PORTLAND, ME
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 01/03/2011 - 04/17/2014 ING FINANCIAL PARTNERS, INC. (CRD#:2882) PORTLAND, ME
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 08/04/2009 - 01/03/2011 ING FINANCIAL ADVISERS, LLC (CRD#:34815) BANGOR, ME
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 07/13/2009 - 01/03/2011 ING FINANCIAL ADVISERS, LLC (CRD#:34815) BANGOR, ME
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.